Here at CompliancEX, we like to keep our readers up to date on all of the latest Conferences, Workshops, Seminars and Webinars out there for Compliance Professionals. Below please find the latest updates on the dates and locations of the seminars. Feel free to click on any of the conferences for more information.
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- Senior Compliance Analyst
- Anti-Money Laundering Banking Compliance Officer
- VP, Advertising, Marketing Material Review Compliance
- Director of Compliance in Toronto, Canada
- Compliance Manager – Alternative Investments in Dallas, Texas
- Senior Investment Operations Associate – Proxy (temp to perm)
- VP, Business Control Risk Officer – Wealth Management
- Compliance Officer – Adviser / Fund in
- Marketing Material Review Compliance Officer in Philadelphia
- Senior Compliance Officer – Distribution in Philadelphia
- Chief Compliance Officer – Derivatives & Swaps
- Assistant General Counsel – U.S. Bank Operations
- Banking Compliance VP
- Compliance Attorney – Real Estate in Miami, Florida
- Derivatives Compliance Manager
- Manager, Compliance in Los Angeles, California with International Lease Finance Corporation
- Alternative Investments Compliance Officer
- Commodities Trading Supervisor (Series 3) in Boston with State Street Global Advisors
- Anti-Money Laundering Compliance Analyst
- Compliance Risk Assessment – Investment Bank
- Compliance Officer – FX Advisory Compliance
- Vice President/Assistant Manager Regulatory Inquiry Group
- Regulatory Inquiry Analyst
- Regulatory & Compliance – Audit Director
- VP/ Chief Compliance Officer – International Insurance
- Director, International Compliance
- Compliance Manager in Wilmington, DE
- Deputy Chief Regulatory Officer in Chicago, IL
- Compliance Manager – Public Communications & Social Media
- Compliance Officer – Corporate Finance
- Fixed Income Rates Compliance Officer AVP/VP
- Monitoring, Surveillance and Investigations –Securities Compliance Officer
- Bank and Anti-Money Laundering Compliance Officer
- Senior Regulatory Analyst in Philadelphia, PA with Janney Montgomery Scott LLC
- Regulatory Compliance Director in Redmond, Washington with Microsoft
- Compliance Monitoring and Testing
- Compliance – Alternative Investments in Chicago, Illinois
- Compliance Attorney – Alternative Investments in Chicago, Illinois
- Senior Compliance Manager for Tower Research Capital LLC
- Regulatory Bank Compliance Consultant in Atlanta, GA with BANC Financial Group, Inc
- Vice President, Chief Ethics and Compliance Officer in Washington DC metropolitan area (based in DC, Annapolis, or Baltimore) for FTI Consulting
- Fund Compliance Specialist in Boston, Massachusetts with Regulatory Compliance, LLC.
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