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Job ID Number: 1262706652
Please reference this Job ID number in any communication you may send.
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| Job Category: |
Anti-Money Laundering |
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| Job Title: |
Anti Money Laundering, BSA, Monitoring and Testing Compliance Analyst |
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| State/Location: |
New York, NY |
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| Recruiter Name: |
Michael Tuller |
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| Recruiter Email: |
MTuller@ComplianceSearch.com |
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| Description: |
Job Summary
• Conduct all Bank and AML Business Area Reviews.
o Test for compliance with regulatory and internal policy requirements
o Report issues to management
o Track outstanding issues and their resolution
• Quality assurance testing for BSA/AML program
• Expand, implement, and run the testing and monitoring program for banking and other specified regulatory compliance within the Department
• Assist in conducting compliance risk assessments of business units
• Part of the Sanctions Support Team responding to queries from funds transfer area wire transfers regarding questionable hits in the sanctions filter
• Special projects as assigned (ex. Project Management Office for AML Integration Project 2009)
• Monitor regulatory updates for inclusion in monthly regulatory highlights, disseminated firm-wide
• Provide assistance to or back up other areas within the firm's BSA/AML team as necessary
Qualifications
Bachelors’ Degree
Minimum of 3 years experience in a Compliance or Audit role in the financial services industry
Knowledge of US broker dealer and banking laws/regulations;
To apply please submit your resume to Michael Tuller - MTuller@ComplianceSearch.com or you may give Michael a call directly at 212-997-3163 |
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