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Job ID Number: 1260812433
Please reference this Job ID number in any communication you may send.
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| Job Category: |
Anti-Money Laundering |
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| Job Title: |
Anti Money Laundering Compliance Officer |
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| State/Location: |
New York, NY |
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| Recruiter Name: |
Jack Kelly |
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| Recruiter Email: |
JKelly@ComplianceSearch.com |
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| Description: |
Anti-Money Laundering Compliance Officer activities including but not limited to:
Overseeing the management of the firm's Anti-Money Laundering Program across business groups and functions
Oversight includes verifying each business group has appropriate policies, procedures and resource to support the Program (including sanctions matters) and development and delivery of appropriate training for all required staff
Liaison and coordination with other regional and global staff with AML responsibilities
Make certain the relevant AML policy is periodically approved by the Board(s); confirm that business-specific AML policies, if any, are periodically approved by the local business group head or relevant management group / committee.
Ensure that an annual, independent review of the Program is conducted and written report prepared for the relevant Board(s).
Act as an adviser to the business groups and escalation point regarding AML and sanctions matters.
Qualifications:
• 5-10 years’ experience previously working in an anti-money laundering or sanctions compliance role within a US financial institution (e.g. broker/dealer, bank, futures commission merchant)
• Extensive knowledge of US AML requirements (BSA/USA PATRIOT Act), including industry practices; Canadian requirements helpful. Familiarity with OFAC necessary
To apply please submit your resume to Jack Kelly - JKelly@ComplianceSearch.com
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