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Job ID Number: 1259168219
Please reference this Job ID number in any communication you may send.

Job Category: Prime Brokerage
Job Title: 3 New Compliance Positions – 2 Equity Trading Compliance roles and Prime Brokerage Compliance
State/Location: New York, NY
Recruiter Name: Jack Kelly
Recruiter Email: JKelly@ComplianceSearch.com
Description: Top-tier investment bank seeks the following:

Equity Trading Surveillance

- VP role and Sr. member of the team (possible AVP for solid junior candidate)

- 2 – 5 yrs. Trade surveillance



Prime Brokerage

- Director level

- Advisory to business on new/existing initiatives

- 8 – 10 yrs overall experience (5 in prime brokerage)



Cash Equities Desk Advisory

- Director level

- 8 – 10 years overall experience (5 in Cash Equities)

- Experience with international equity issues

- Soft dollar experience preferred

Please email resumes to Jack Kelly at jkelly@ComplianceSearch.com

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