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Job ID Number: 1257369960
Please reference this Job ID number in any communication you may send.
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| Job Category: |
Futures/Commodities/Options |
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| Job Title: |
Commodities Compliance Analyst/Associate |
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| State/Location: |
New York, NY |
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| Recruiter Name: |
Jack Kelly |
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| Recruiter Email: |
JKelly@ComplianceSearch.com |
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| Description: |
Investment bank seeks a Commodities Compliance Analyst.
Principal Responsibilities:
The Compliance person will cover the Commodities business, along with other proprietary Sales and Trading desks. The candidate will also work closely with other Firm departments, such as Controllers, Operations, Credit, Internal Audit and Legal.
The candidates responsibilities would include:
Providing advice on individual transactions, new products and business initiatives.
Monitoring of sales, trading and new issue activity to ensure compliance with appropriate rules, regulations and firm policies.
Creating and implementing compliance training programs for business unit professionals.
Developing policies, procedures and best practices for each business unit. Keeping up-to-date with relevant regulatory/rule changes including the analysis and implementation of such regulatory/ rule changes.
Participating in regulatory and internal investigations and audits. Coordinating and leading compliance related projects.
To apply please submit your resume to Jack Kelly - Jkelly@ComplianceSearch.com |
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