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Job ID Number: 1252951546
Please reference this Job ID number in any communication you may send.
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| Job Category: |
Compliance Analyst |
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| Job Title: |
Compliance Analyst – Global Hedge Fund |
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| State/Location: |
New York, NY |
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| Recruiter Name: |
Jack Kelly |
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| Recruiter Email: |
JKelly@ComplianceSearch.com |
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| Description: |
Top-tier hedge fund seeks a Compliance Analyst.
Responsibilities will include:
assisting with the monitoring of compliance with, and the periodic testing of policies and procedures relating to, among others:
best execution, trade allocations, personal account trades, disaster recovery, Code of Ethics procedures and records retention, assisting with examinations and audits from agencies and other parties, assisting in completing regulatory filings, providing compliance support to the firm’s affiliates in London, Singapore and Tokyo, maintaining the firm’s books and records, assisting in monitoring employee compliance reporting (personal trade monitoring, code of ethics and other compliance certifications,
etc.), assisting with staff compliance training, assisting with the firm’s annual compliance review, drafting compliance memos, board minutes, and other documents and other duties as needed and assigned.
REQUIREMENTS
•BA required with solid academic performance
•1 – 3 years of compliance or regulatory experience at a hedge fund or other asset management firm, law
firm, compliance consulting firm or investment bank
•Basic understanding of Investment Advisers Act
•Excellent verbal/written communication skills
•Strong Microsoft Office and computer skills
•Superior work ethic, professional habits and attention to detail
Please send resumes to Jack Kelly at JKelly@ComplianceSearch.com
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